Regulatory
SEBI Disclosures
Full Disclosure
Regulatory Disclosures
Important information about our registration, services, and compliance with SEBI regulations
SEBI Registration Details
| Registered Name | PI DELTA ENTERPRISES |
| Trade Name | PI DELTA |
| Type of Registration | Non-Individual (Partnership) |
| Registration Number | INA000020721 |
| Registration Date | July 30, 2025 |
| Validity | July 30, 2025 – Perpetual |
| Registered Address | D-41, Sector 3, Ansal Sushant City, Meerut, Uttar Pradesh – 250005 |
| Principal Officer / Contact Person | Prakhar Soni |
| Contact Number | +91 7060246633 |
| contact@pidelta.in | |
| SEBI Regional Office | Northern Regional Office (NRO) Additional Contact: NBCC Complex, Office Tower-1, 8th Floor, Plate B, East Kidwai Nagar, New Delhi – 110023. |
You can verify our SEBI registration at: SEBI Intermediary Verification Portal
Investor Charter
Our Services
We provide investment advice and related financial planning to individuals and families.
Our services include investment advice, asset allocation, and mutual fund distribution, tailored to each client's engagement.
We do not guarantee returns or promise specific investment outcomes.
All investments are subject to market risks and past performance is not indicative of future results.
Fee Structure and Charges
For advisory engagements, fees are charged as a percentage of assets under advisory, as agreed with the client, and are subject to applicable taxes.
Third-party charges such as brokerage, transaction costs, and fund management fees are separate.
For mutual fund distribution services, PI DELTA may receive commissions from Asset Management Companies, in accordance with applicable SEBI and AMFI regulations and guidelines, as amended from time to time. Such commissions typically comprise upfront and trail components.
Risk Disclosures
All investments in securities markets are subject to market risks.
The value of investments can go up or down based on market conditions.
Past performance of investments is not indicative of future performance.
Investors should carefully consider their risk tolerance before making investment decisions.
Conflict of Interest Management
PI DELTA is registered with SEBI as an Investment Adviser (INA000020721) and with AMFI as a Mutual Fund Distributor (ARN 346875). Advisory and distribution activities are conducted in accordance with the SEBI (Investment Advisers) Regulations, 2013 and applicable AMFI guidelines, as amended from time to time, including the Separately Identifiable Department/Division (SIDD) framework applicable to non-individual investment advisers.
Client-arm allocation between advisory and distribution activities is maintained in line with the applicable SEBI segregation framework.
Advisory engagements are conducted on a fee basis as agreed with the client. For mutual fund distribution services, PI DELTA may receive commissions from Asset Management Companies in accordance with applicable SEBI and AMFI regulations and guidelines, as amended from time to time.
Fiduciary obligations under the SEBI (Investment Advisers) Regulations, 2013 apply to advisory engagements. Distribution activities are governed by applicable mutual fund distributor norms under SEBI and AMFI guidelines, as amended from time to time, including suitability requirements.
Identified conflicts of interest are disclosed to clients in accordance with applicable SEBI and AMFI regulations and guidelines, as amended from time to time.
Client Obligations
Clients must provide accurate and complete financial information.
Clients are encouraged to participate in regular review meetings to assess portfolio performance.
Clients should inform us of any changes in financial circumstances or investment objectives.
Final investment decisions rest with the client after considering our advice.
Important Risk Disclosure
Investment in securities market are subject to market risks, read all the related documents carefully before investing.
The securities quoted are for illustration only and are not recommendatory. PI DELTA or its employees may have positions in the securities mentioned. The information contained herein is obtained from sources believed to be reliable but we do not guarantee its accuracy or completeness.
Past performance is not indicative of future results. The value of investments can go up or down. Investors should consult their financial advisors before making any investment decisions.
Registration granted by SEBI and certification from NISM in no way guarantee performance of the Investment Advisor or provide any assurance of returns to investors.
Resources
Regulatory Resources
Important links to SEBI resources and regulatory information
SEBI Investment Adviser Regulations
Complete regulations governing investment advisers in India
Visit WebsiteOur Commitment
Our Commitment to Compliance
PI DELTA is committed to maintaining the highest standards of regulatory compliance and ethical conduct. We strictly adhere to all SEBI regulations and guidelines governing investment advisers in India.
Our team undergoes regular training on regulatory updates and compliance requirements. We maintain detailed records of all client interactions and investment advice provided.
We believe that transparency and compliance are fundamental to building trust with our clients and ensuring the long-term success of their investment journey.
Questions?
Questions About Compliance?
If you have any questions about our regulatory compliance or SEBI disclosures, please don't hesitate to contact us.